Among the most common SEC filings are: Form 10-K, Form 10-Q, Form 8-K, the proxy statement, Forms 3,4, and 5, Schedule 13, Form 114, and Foreign Investment Disclosures.

What are 4 different type of SEC forms?

Among the most common SEC filings are: Form 10-K, Form 10-Q, Form 8-K, the proxy statement, Forms 3,4, and 5, Schedule 13, Form 114, and Foreign Investment Disclosures.

What is form C with SEC?

The Form C is an offering statement filed by businesses looking to raise capital from accredited and non-accredited investors through online crowdfunding without all of the responsibilities that come with registering the offer and sale of securities with the SEC.

What is form RW SEC?

An SEC RW filing is a formal request to withdraw a registration that has previously been filed with the SEC under the 1933 Securities Act. The SEC RW filing, in particular, is used by an issuer to request that a pending securities registration be removed from consideration before any securities are sold.

What is SEC Form 10-K?

A 10-K is a comprehensive report filed annually by a publicly-traded company about its financial performance and is required by the U.S. Securities and Exchange Commission (SEC).

What is SEC 8 K filing?

Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.

What is form S 8?

Form S-8 is the registration statement that the Securities and Exchange Commission (SEC) requires issuers to file in order to issue securities as part of an employee benefit plan.

What is an s1 filing?

An S-1 Form is the initial registration that is filed with the SEC when a company first goes public, generally before the initial public offering, or IPO. You may sometimes hear this form referred to as the “registration form,” since it registers the company with the SEC.

What is a form C A?

This Form shall be used for the offering statement, and any related amendments and progress reports, required to be filed by any issuer offering or selling securities in reliance on the exemption in Securities Act Section 4(a)(6) and in accordance with Section 4A and Regulation Crowdfunding (§ 227.100 et seq.).

What is Reg D offering?

A Regulation D offering is intended to make access to the capital markets possible for small companies that could not otherwise bear the costs of a normal SEC registration. Reg D may also refer to an investment strategy, mostly associated with hedge funds, based upon the same regulation.

What is SEC Form 8-K?

What is 10-K and 10Q?

10K vs. 10Q: what’s the difference? 10K reports are annual and must include audited financial statements. 10Q reports are quarterly and include unaudited financial statements.