To schedule an online appointment for any other FINRA exam (e.g., Series 24, Series 79), exam candidates with an open enrollment must complete and submit the FINRA Online Exam Administration Request Form before scheduling an exam appointment.

How do I schedule a FINRA exam?

To schedule an online appointment for any other FINRA exam (e.g., Series 24, Series 79), exam candidates with an open enrollment must complete and submit the FINRA Online Exam Administration Request Form before scheduling an exam appointment.

How do I register for SIE exam?

Registering for the SIE Exam is fast and easy….All you have to do is:

  1. Enroll on FINRA’s website.
  2. Pay the $60 exam fee.
  3. Schedule your exam date at a Prometric test center near you.

Can you take FINRA exams online?

FINRA offers online delivery of select qualification exams. Available exams include the Securities Industry Essentials (SIE), Series 6 and Series 7; and the National Futures Association (NFA) Series 3, Series 30, Series 31, Series 32 and Series 34.

Can I take the SIE exam from home?

As of July 13, 2020 Prometric Centers will accept appointments for online testing on home computers or laptops for the Securities Industry Essentials (SIE), Series 6, Series 7, Series 63, Series 65, and Series 66 exams.

How do I register with FINRA?

How to Apply

  1. Step 1: Reserve Your Firm’s Name.
  2. Step 2: Sign up for System Access.
  3. Step 3: Pay Your Application Fees.
  4. Step 4: Meet FINRA’s Standards of Admission.
  5. Step 5: Submit Form BD Online.
  6. Step 6: Mail Hard-Copy Form BD.
  7. Step 7: Submit All Additional Required Forms.
  8. Step 8: Submit Fingerprints.

Is the series 65 hard?

For students who have recently completed the Series 7, this is a moderately difficult exam. The Series 65 is more challenging for students who have not completed the Series 7. It’s recommended that students learn through a variety of methods, such as reading, as well as continuous practice exams.

How much does it cost to take Sie exam?

$80
Securities Industry Essentials Exam (SIE)

Duration Cost
Securities Industry Essentials (SIE) 1 hour and 45 minutes $80

Can I take series 79 remotely?

If you intend to take the Series 24, 57, 79, or 99 online, you must submit an interim accommodation request to FINRA. Note that such a request is not required for those who wish to take the SIE, Series 6, or Series 7 exams online.

Can you use a calculator on SIE?

You cannot bring in anything with you—pen, pencil, calculator, cell phone, smart watch, paper—everything is prohibited. FINRA takes cheating seriously (and rightfully so), so DO NOT CHEAT. You could be permanently barred from the securities industry if you are caught cheating.

How much does it cost to take the SIE exam?

How do I know if Im registered with FINRA?

Registered Financial Professional Visit FINRA BrokerCheck or call FINRA at (800) 289-9999. Also contact your state securities regulator. Check SEC Action Lookup tool for formal actions that the SEC has brought against individuals.

Do you need to register with FINRA?

You must be registered with FINRA if you’re engaged in the securities business of your firm, which includes salespersons, branch managers, department supervisors, partners, officers and directors. You are required to pass qualification exams to demonstrate competence in your particular securities activities.

Are there any FAQs about FINRA registration and qualification requirements?

Qualification Exam Frequently Asked Questions (FAQs) Following are FAQs about FINRA registration and qualification requirements. Click on the links below to view all sections of the FAQs. FINRA Launches New SIE Exam to Streamline Examination Process for Prospective Candidates Entering the Securities Industry

When did FINRA update series 6 16 24 and 26 exams?

FINRA Surveys to Update the Series 6, 16, 24 and 26 Exams Tue, 06/28/2011 – 12:00 Regulatory Notice 10-25 FINRA Requests Comment on Proposed Registration Category, Qualification Examination and Continuing Education Requirements for Operations Professionals

How do I schedule my FINRA exam?

Option 1: Schedule your exam in a Prometric test center. All FINRA exams are available to be scheduled at a Prometric test center. Back-to-back scheduling is a feature that allows for the scheduling of two appointments on the same day and at the same test center in one transaction.

What is the new FINRA SIE exam?

FINRA Launches New SIE Exam to Streamline Examination Process for Prospective Candidates Entering the Securities Industry September 27, 2018    Subscribe to Updates Enroll for an Exam Related Links FINRA Fee Increase Schedule Maintaining Qualifications Program (MQP)